Financial Advisors · Compliance-Safe Intelligence
Google reviews, LinkedIn mentions, FINRA BrokerCheck — all filtered through a compliance lens and delivered every Monday with three safe, specific actions to take before the next client call.
No testimonial solicitation. No specific investment claims. Built for FINRA and IIROC-regulated practices.
Built with compliance in mind
Every action recommendation is filtered against FINRA Rule 2210 and IIROC guidelines before it reaches your inbox. The Signal never suggests testimonial solicitation, performance comparisons, or guarantees. If a recommended action is borderline, we flag it — your compliance officer can review before you act.
Signal Sources
Google Business reviews
Every new review detected — sentiment tracked, response timing measured, rating trends surfaced.
LinkedIn citations
When clients, referral partners, or industry publications mention you publicly.
FINRA BrokerCheck monitoring
Any new disclosure activity flagged immediately — your record monitored continuously.
Financial press & news
Mentions in local business journals, financial planning media, and advisor directories.
Directory listings
NerdWallet, SmartAsset, Investopedia advisor directory — any changes to your public profile.
Compliance-filtered interpretation
Every insight reviewed against FINRA/IIROC rules before it reaches your inbox. No advice, no testimonials.
Sample Brief
Tailored to your practice specialities, competitor advisors, and client acquisition focus areas.
What happened
Your name appeared in 3 LinkedIn posts by existing clients this week (all compliance-safe — no specific investment claims), up from 1 last week. Two new Google Business reviews posted: both 5-star, one specifically mentioning retirement planning guidance. FINRA BrokerCheck record unchanged. Competitor Westside Wealth published a LinkedIn article on tax-loss harvesting that received 84 engagements — their highest single-post engagement this quarter.
What it means
Client LinkedIn mentions are the highest-trust public signal available to an advisor — organic endorsements from people with real assets at stake. Three in one week suggests a referral moment is building. The Google retirement planning review is a keyword signal that will associate your profile with that specific service in search results. Westside Wealth's tax-loss harvesting content is timed for year-end planning conversations — if you're not in front of clients with a review outreach in the next two weeks, they may capture that conversation first.
What to do
1. Send a personalised note to each of the three LinkedIn posters — thank them and ask if there is anyone in their network who might benefit from an introductory conversation. Warmest referral moment of the week. 2. Publish a brief LinkedIn post about year-end tax planning — general education, not advice, within compliance boundaries. Enter the conversation Westside Wealth is currently dominating. 3. Request a Google Business review from your two most recent closed clients — 2 organic reviews this week; one direct ask could give you 4.
3 minutes to set up. First brief next Monday. Compliance-filtered from day one. $49/mo founding rate locked for the first 100 advisors.
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